Phân tích tư tưởng của nhân dân qua đoạn thơ: Những người vợ nhớ chồng… Những cuộc đời đã hóa sông núi ta trong Đất nước của Nguyễn Khoa Điềm
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With complaints and inquiries from senior citizen investors concerning financial services and
investment fraud increasing, the Missouri Securities Division, a division in the Office of Missouri
Secretary of State Robin Carnahan,
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took steps to determine how to best increase protection
for those investors. In early 2010, Secretary Carnahan launched the Senior Investor Protection
Audit Sweep (“Sweep”), a six-month, 30-firm examination and inspection effort executed by the
Missouri Securities Division’s Audit Unit
designed to gauge how brokerage and investment
adviser firms protect their senior clients and comply with applicable laws and regulations. ...
Nội dung trích xuất từ tài liệu:
UNIFORM COMMERCIAL CODE ARTICLE 8. INVESTMENT SECURITIES
